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NEW QUESTION: 1
Which of the following activities are prohibited by FINRA when a representative is selling shares of a
mutual fund?
I. recommending that a client purchase shares of a mutual fund prior to its ex-dividend date, so that the
client will receive the dividends when they are distributed unless this recommendation is justified by the
specific circumstances of the client
II. telling a client that a mutual fund that has only a contingent deferred sales charge is a no load fund
III. telling a client that the interest he earns on a municipal bond fund will be free from federal taxation
IV. refraining from placing the customer's order promptly in order to profit himself as a result of having
done so
A. I and III only
B. II and IV only
C. I, II, III, and IV
D. I, II, and IV only
Answer: D
Explanation:
The activities described in Selections I, II, and IV are prohibited by the FINRA when a
representative is selling shares of a mutual fund. Representatives are prohibited from recommending that
a client purchase shares of a mutual fund prior to its ex-dividend date, so that the client will receive the
dividends when they are distributed-a practice known as "selling dividends"-- unless this recommendation
is justified by the specific circumstances of the client; they are prohibited from telling a client that a fund
that has only a contingent deferred sales charge is a no load fund; and they are prohibited from
withholding an order-i.e., refraining from placing a customer's order promptly--in order to profit
themselves as a result of having done so. There is nothing wrong with telling a client that the interest he
earns on a municipal bond fund will be free from federal taxation since this is a true statement.

NEW QUESTION: 2
Which pseudocolumn could you use to identify a unique row in a Flashback Versions Query?
A. VERSIONS_UNIQUE
B. VERSIONS_XID
C. VERSIONS_PK
D. XID
Answer: B

NEW QUESTION: 3
Which type of table should you use if you want to define specific time periods when data is valid?
A. Declared global temporary table
B. Application-period temporal table
C. System-period temporal table
D. Materialized query table
Answer: B

NEW QUESTION: 4
Your network consists of one Active Directory domain. You have a single site.
You deploy a new Active Directory-integrated application on a server that runs Windows
Server 2008. The application sends a large number of LDAP queries to the domain
controllers.
You plan to install a new domain controller to respond to the LDAP queries.
You need to reduce the number of authentication requests client computers send to the
new domain controller. What should you do?
A. Create a new organizational unit (OU). Move the application server and the new domain controller to the new OU.
B. Create a new site and disable the Bridge all site links option.
C. Create a new site. Move the application server and the new domain controller to the new site.
D. Create two new sites. Move the application server to one site and the new domain controller to another site. Create a new site link that connects the two sites.
Answer: C
Explanation:
Explanation/Reference:
When the client receives the SRV records, it performs a quick LDAP ping to all of them by
sending out a bind query to UDP port 389. The first domain controller to respond is
selected as the primary LDAP server by the client.
You cannot configure a preferred domain controller for a client. If you have a large LAN and
you want to compartmentalize your clients based on their area of a campus LAN or MAN
(metropolitan area network), you must structure your replication topology around multiple
sites.
Therefore to reduce the number of authentication requests that the client computers would
send to the new domain controller, you need to create a new site in the domain and then
move the server on which application is installed and the new domain controller to the new
site
Reference: Understanding Active Directory Services
http://www.windowsitlibrary.com/Content/716/06/5.html