FINRA SIE Q&A - in .pdf

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  • Exam Code: SIE
  • Exam Name: Securities Industry Essentials Exam (SIE)
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NEW QUESTION: 1
Which of the following statements about the AIMR Performance Presentation Standards is true?
A. All aspects of the AIMR Performance Presentation Standards are recommended. They are simply guidelines and don't necessarily need to be followed.
B. All aspects of the AIMR Performance Presentation Standards are mandatory.
C. Some aspects of the AIMR Performance Presentation Standards are mandatory, while others are recommended.
D. None of these answers is true.
Answer: C
Explanation:
Explanation/Reference:
Explanation:
Some aspects of the AIMR Performance Presentation Standards are mandatory (i.e., they must be followed to claim compliance); other aspects are strongly recommended (i.e., they should be followed).
Note that AIMR strongly encourages firms to adopt the recommended Standards in addition to the required standards.

NEW QUESTION: 2
Which HPE tool can securely erase current content of a server and help with consistent and easy operating system installation?
A. HPE Intelligent Management Center (IMC)
B. HPE Intelligent Provisioning
C. HPE OneView
D. HPE System Insight Manager
Answer: B

NEW QUESTION: 3
You create a money market cieaLWhen do you specify the currency on the entry screen?
A. When the currency is a NON-deliverable currency
B. When the currency of the counterparty is different than the company code currency
C. When the currency is identical to the company code currency
D. When the currency is different than the company code currency
Answer: D

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