FINRA SIE Q&A - in .pdf

  • SIE pdf
  • Exam Code: SIE
  • Exam Name: Securities Industry Essentials Exam (SIE)
  • PDF Version: V19.35
  • Q & A: 365 Questions and Answers
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NEW QUESTION: 1
You are the purchasing agent for your company. You create a request for quotation (RFQ) and send it to vendors.
You need to categorize the responses you receive from the vendors.
What should you set up?
A. Results view
B. Reason codes
C. Purchase agreement classification
D. Vendor reply status
Answer: D

NEW QUESTION: 2
What attributes are needed for a user to authenticate to a JumpCloud RADIUS server? Select all that
A. JumpCloud username
B. Email address
C. JumpCloud RADIUS server IP
D. JumpCloud password
E. apply.JumpCloud shared secret
Answer: C,E

NEW QUESTION: 3
Which of the following are benefits of three-tier distributed computing?
A. Management of security, transaction, and connection are handled in the middle tier.
B. It allows the client to query the database directly.
C. It improves the performance of the application tenfold.
D. It allows separation and independent scaling of the data tier and middle/business tier
Answer: A,D
Explanation:
Explanation/Reference:
Three-tier architecture allows the data tier and middle tier to scale independently (A). It also allows multiple clients to share the business logic running in the middle tier. This makes distribution of the application a lot easier. Since security, transactions management, and connection management are handled in the middle tier, it gives better control of the resources (B). Three-tier architecture is more scalable than the simple client-server model and requires less powerful client side machines. Due to these characteristics this architecture is suitable for small to medium enterprise deployments.
Note: Distributed programming typically falls into one of several basic architectures or categories such as Client-server, three-tier architecture, and N-tier architecture.
In the three tier architecture, business logic is handled in the middle tier, presentation rendering is handled on the client and data management is handled in the backend.
This architecture allows multiple clients to access centrally deployed business logic components. This allows centralized distribution and management of resources.
Reference: Oracle Reference Architecture, Application Infrastructure Foundation, Release 3.0

NEW QUESTION: 4
Scenario: A Citrix Engineer observes that when going through NetScaler, user connections fail and users are unable to access Exchange server. However, users can connect directly to the Exchange server. After checking the logs, the engineer finds that the POST request is blocked through the NetScaler.
The log in/ var/log/ns.log is as follows:
Jul 20 11:00: 38 <local0.info>x.x.x. 1 07/20/2017:11:00:38 GMT ns 0-PPE-0:APPFW AF_400_RESP
29362 0: x.x.x.1 439800-PPEO- urlwdummy
https://test.abc.com/rpc/rpcproxy.dll?mail.sfmta.com:6004 Bad request headers. Content-length exceeds post body limit <blocked>
Which parameter can the engineer modify to resolve the issue while maintaining security?
A. Add an Application Firewall policy with the expression "HTTP.REQ.METHOD.EQ(\ "POST"\)" with APPFW_BYPASS profile bound.
B. Increase the Maximum Header Length under nshttp_default_profile.
C. Increase the POST body limit under common settings in Application Firewall profile settings.
D. Increase the POST body limit using the HTTP profile.
Answer: C

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