FINRA SIE Q&A - in .pdf

  • SIE pdf
  • Exam Code: SIE
  • Exam Name: Securities Industry Essentials Exam (SIE)
  • PDF Version: V19.35
  • Q & A: 365 Questions and Answers
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NEW QUESTION: 1
Why does fiber optic communication technology have significant security advantage over other transmission technology?
A. Interception of data traffic is more difficult.
B. Higher data rates can be transmitted.
C. Single and double-bit errors are correctable.
D. Traffic analysis is prevented by multiplexing.
Answer: A
Explanation:
It would be correct to select the first answer if the world "security" was not in the
question.
Source: TIPTON, Hal, (ISC)2, Introduction to the CISSP Exam presentation.

NEW QUESTION: 2
You work in a company which is named Wiikigo Corp. The company uses SQL Server 2008. You are the
administrator of the company database.
Now you are in charge of a SQL Server 2008 instance. You must make sure that all SQL Server instances
are consistently configured for naming conventions, security settings, force index creation and avoidance
of data fragmentation.
So what action should you perform to achieve this goal?
A. In Microsoft SQL Server Management Studio, you should create a policy
B. You should use the Database Engine Tuning Advisor.
C. You should use the SQL Server Configuration Manager
D. In Microsoft SQL Server Management Studio, you should create a maintenance plan
Answer: A
Explanation:
Policy-Based Management lets you monitor best practices for the SQL Server Database Engine. SQL Server 2008 provides a set of policy files that you can import as best practice policies, and then evaluate the policies against a target set that includes instances, instance objects, databases, or database objects. In parallel, you can create your own set of policy to inforce configuration, security settings and more. You can evaluate policies manually, set policies to evaluate a target set according to a schedule, or set policies to evaluate a target set according to an event.

NEW QUESTION: 3
You are working as an investigator for a corporation and you have just received instructions from your manager to assist in the collection of 15 hard drives that are part of an ongoing investigation.
Your job is to complete the required evidence custody forms to properly document each piece of evidence as it is collected by other members of your team. Your manager instructs you to complete one multi- evidence form for the entire case and a single-evidence form for each hard drive. How will these forms be stored to help preserve the chain of custody of the case?
A. The multi-evidence form should be placed in an approved secure container with the hard drives and the single-evidence forms should be placed in the report file.
B. All forms should be placed in the report file because they are now primary evidence in the case.
C. The multi-evidence form should be placed in the report file and the single-evidence forms should be kept with each hard drive in an approved secure container.
D. All forms should be placed in an approved secure container because they are now primary evidence in the case.
Answer: C

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