FINRA SIE Q&A - in .pdf

  • SIE pdf
  • Exam Code: SIE
  • Exam Name: Securities Industry Essentials Exam (SIE)
  • PDF Version: V19.35
  • Q & A: 365 Questions and Answers
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NEW QUESTION: 1
Which of the following does not belong to the network IP SAN hardware components?
A. Storage Device
B. initiator starter
C. Ethernet connected devices
D. iSCSI host bus adapters
Answer: B

NEW QUESTION: 2
You have a deployment of Dynamics CRM 2015 thatcontains a server named Server1. Server1has the following components installed:
----
All of the Dynamics CRM Front End Server roles
All of the Dynamics CRM Back End Server roles
Microsoft Dynamics CRM Reporting Extensions
Microsoft SQL Server
From Deployment Manager, you disableServer1.
Which two components will stop? Each correct answer presents part of the solution.
A. Email Integration Service
B. SQL Server Reporting Services (SSRS)
C. The SQL Server service
D. The Microsoft Dynamics CRM VSS Writer service
E. Sandbox Processing Service
Answer: C,D

NEW QUESTION: 3
Duration of a bond normally increases with an increase in:
A. par value.
B. yield to maturity.
C. time to maturity.
D. coupon rate.
Answer: C
Explanation:
Explanation/Reference:
Explanation:
Duration is directly related to maturity and inversely related to the coupon rate and yield to maturity (YTM).
Duration is approximately equal to the point in years where the investor receives half of the present value of the bond's cash flows. Therefore, the later the cash flows are received, the greater the duration.
The longer the time to maturity, the greater the duration (and vice versa). A longer-term bond pays its cash flows later than a shorter-term bond, increasing the duration. The lower the coupon rate, the greater the duration (and vice versa). A lower coupon bond pays lower annual cash flows than a higher-coupon bond and thus has less influence on duration. The lower the YTM, the higher the duration. This is because the bond's price (or present value) is inversely related to interest rates. When market yields fall, the value (or cash flow) of a bond increases without increasing the time to maturity.
Consider the purchase of an existing bond selling for $1,150. This bond has 28 years to maturity, pays a
12 percent annual coupon, and is callable in 8 years for $1,100.

NEW QUESTION: 4
Which of the following concepts represent the three fundamental principles of information security?
Each correct answer represents a complete solution. Choose three.
A. Privacy
B. Confidentiality
C. Availability
D. Integrity
Answer: B,C,D

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