FINRA SIE Q&A - in .pdf

  • SIE pdf
  • Exam Code: SIE
  • Exam Name: Securities Industry Essentials Exam (SIE)
  • PDF Version: V19.35
  • Q & A: 365 Questions and Answers
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NEW QUESTION: 1
Universal Containers (UC) has a mostly private organization-wide default (OWD), as it is a core principle of UC to respect client data privacy. UC has implemented complex processes for granting access to Opportunity dat a. A few key members of the Sales Reporting team need to always be able to see, but not change, Opportunity data for all Opportunities.
What should an architect recommend as an approach to meet these requirements?
A. Give "View All Data" Permission to the Sales Reporting Profile.
B. Make Opportunity OWD read-only.
C. Create a Permission Set that grants "View All Data" Permission.
D. Create a Permission Set that grants "View All" permission for Opportunity.
Answer: D

NEW QUESTION: 2
Ein Projekt zur Bereitstellung finanzieller und administrativer Änderungen im Zusammenhang mit Steuervorschriften liegt gemäß Projektmanagementplan, vereinbarten Anforderungen und Leistungsindikatoren im Zeitplan. Aufgrund der jüngsten Diskussionen mit einigen Geschäftsinteressenten werden bestimmte Änderungen der Steuergesetze jedoch sofort nach dem geplanten Abschluss des Projekts wirksam.
Was soll der Projektmanager tun?
A. Nehmen Sie diese Gesetzesänderungen sofort in den aktuellen Projektumfang auf, da das zu erbringende Projekt die Geschäftsanforderungen nicht erfüllt, wenn diese neuen Änderungen nicht berücksichtigt werden
B. Wenden Sie sich an die Geschäftsinteressenten und verhandeln Sie mit ihnen, um ein neues Projekt zu starten, das die neuen Gesetzesänderungen unmittelbar nach Abschluss des aktuellen Projekts berücksichtigt.
C. Fügen Sie dem Risikoregister ein neues Risiko hinzu, damit es bis zum Ende des Projekts überwacht und verfolgt werden kann, da diese neuen Änderungen außerhalb des Projektumfangs liegen.
D. Arbeiten Sie mit den Geschäftsinteressenten zusammen, um die neuen Änderungen zu erfassen, und senden Sie eine formelle Änderungsanforderung an das Change Control Board (CCB), um diese Änderungen in das aktuelle Projekt aufzunehmen.
Answer: D

NEW QUESTION: 3
カスタマーサービスケースフォームのFollowthe sunフィールドを有効にするには何が必要ですか?
A. フォームのvalueプロパティをtrueに設定し、フィールドをケースフォームに追加する必要があります
B. なし、標準フィールドです
C. フォームのvalueプロパティをtrueに設定する必要があります
D. プラグイン「com.snc.csm_time_recording」をアクティブ化する必要があります
Answer: C

NEW QUESTION: 4
Inspecting for high-cycle fatigue can be difficult since:
A. Once the crack begins, only a few cycles are needed for the crack to lead to failure.
B. Often the equipment is vibrating making non-destructive evaluations difficult.
C. Predicting the location of cracking is difficult.
D. The cracks are extremely tight.
Answer: A

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